| 12-02450 | 07/11/2013 | Claimant(s): Marc Jacobson
Claimant Lawyers(s): Brad J. Pawlowski
Respondent(s): Dennis Browne, Frank Conte
Respondent Lawyers(s): L. Renee Lieux
Arbitrator(s): Sondra Sellars
Hearing Site: Chicago, IL
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| 12-04217 | 07/11/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney M. Rogers-Reid
Respondent(s): Andrew Woolf
Respondent Lawyers(s): A. Wilson Woolf
Arbitrator(s): Ronald P. Wertheim
Hearing Site: Philadelphia, PA
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| 12-04318 | 07/11/2013 | Claimant(s): Patricia Reider
Claimant Lawyers(s): Patricia Reider
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jill Cohen
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 08-03345 | 07/10/2013 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Paul Marshall
Respondent Lawyers(s): Glenn D. Delk
Arbitrator(s): Joel Steven Arogeti, Perry Lee Taylor, Harvey R. Linder
Hearing Site: Atlanta, GA
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| 12-03756 | 07/10/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Michael Gibson
Respondent Lawyers(s): Michael M. Gibson
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
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| 12-03860 | 07/10/2013 | Claimant(s): Patricia Williams
Claimant Lawyers(s): Patricia Carol Williams
Respondent(s): Abdus Sikder, Alice Lau, Maria Sherffius, Michael Weckenbrock, Wendell Hutsell, Ameritas Investment Corp.
Respondent Lawyers(s): Abdus Salam Sikder, David M. Williams
Arbitrator(s): Allan E. Johnson
Hearing Site: New York, NY
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| 13-00228 | 07/08/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Emmanuel Kouyoumdjian
Respondent Lawyers(s): Emmanuel Kouyoumdjian
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
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| 13-00233 | 07/08/2013 | Claimant(s): Matthew Mcfarland
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Prudential Securities Incorporation
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Nancy E. Watters
Hearing Site: Boston, MA
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| 13-00320 | 07/05/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jason Warner
Respondent(s): Phillip Conley
Respondent Lawyers(s): Phillip Wayne Conley
Arbitrator(s): Stuart H. Dunn
Hearing Site: Charleston, WV
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| 12-01386 | 07/03/2013 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Joseph Buchanan
Respondent Lawyers(s): Joseph Buchanan
Arbitrator(s): Mark S. Priver, David W. Dresnick, Daniel R. Brush
Hearing Site: Los Angeles, CA
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