| 11-01802 | 09/03/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Shawn Welch
Respondent Lawyers(s): Robert Simbro
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
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| 12-03464 | 09/03/2013 | Claimant(s): Lawrence Stavitski, Michael Halen, Peter Doyle, Raymond Doyle, Samuel Suhaka
Claimant Lawyers(s): Robyn Gnudi Kalocsay
Respondent(s): Randolph Hill
Respondent Lawyers(s): Christopher Albanese
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
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| 12-04127 | 09/03/2013 | Claimant(s): LaTrina Wright
Claimant Lawyers(s): LaTrina Wright
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): John M. Farrell
Arbitrator(s): Louis J. Weber, William E. Hartsfield, Margaret Louise Ruckriegel
Hearing Site: Dallas, TX
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| 13-01491 | 09/03/2013 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Ricky Bell
Respondent Lawyers(s): Ricky E. Bell
Arbitrator(s): Michael E. Weddington
Hearing Site: Raleigh, NC
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| 12-01441 | 08/30/2013 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Royce Alan Burns, Peggy Lewis Kennedy, Floyd W. McRae
Hearing Site: Atlanta, GA
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| 12-01888 | 08/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Andre deLaunay
Respondent(s): Kevin Myers
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 12-03764 | 08/30/2013 | Claimant(s): Robert Sperber
Claimant Lawyers(s): Brian Levin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Joseph L. Bernstein, Bernard A. Becker, Mark T. Burnam
Hearing Site: Miami, FL
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| 11-00951 | 08/29/2013 | Claimant(s): Amit Gupta
Claimant Lawyers(s): Amy C. Brown
Respondent(s): Morgan Stanley & Co., Morgan Stanley Capital Group
Respondent Lawyers(s): Jennifer J. Barrett
Arbitrator(s): John W. Bissell, John S. Martin, Don Robinson
Hearing Site: New York, NY
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| 10-02967 | 08/28/2013 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Harry Friedman, Marc Reda, John Thomas Financial
Respondent Lawyers(s): Harry Friedman, Robert M. Bursky
Arbitrator(s): Joseph R. Brancaleone, Denise N. Seegobin, Stephen M. Schaedtler
Hearing Site: New York, NY
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| 12-01939 | 08/28/2013 | Claimant(s): Harold Blackwell
Claimant Lawyers(s): Robert W. Wilkins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): H. Landis Wade
Arbitrator(s): Linda A. Allen, Susan L. Luck, Lisa Bass Morris
Hearing Site: Charlotte, NC
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