Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-04021 | 06/20/2014 | Claimant(s): George Simon, James Avola, Mark Wesley Claimant Lawyers(s): George Papp Simon, James Paul Avola, Mark Christopher Wesley Respondent(s): Bruno Fernandes, Ira Karaba, Apex Clearing Corporation Respondent Lawyers(s): Charles Devore, Daphne Tippens Chisolm, Ira Scott Karaba Arbitrator(s): Linda A. Allen, Lynne T. Albert, Matthew J. Hoysa Hearing Site: Charlotte, NC | ||
| 12-01939 | 08/28/2013 | Claimant(s): Harold Blackwell Claimant Lawyers(s): Robert W. Wilkins Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): H. Landis Wade Arbitrator(s): Linda A. Allen, Susan L. Luck, Lisa Bass Morris Hearing Site: Charlotte, NC | ||
| 07-01618 | 05/02/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Ryan P. Smith Respondent(s): Roderick Brown Respondent Lawyers(s): Roderick L. Brown Arbitrator(s): Daniel W. Desmond, Linda A. Allen, David P. McDuffee Hearing Site: Raleigh, NC |