Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02325 | 04/23/2014 | Claimant(s): Woodbury Financial Services. Claimant Lawyers(s): Courtney Reid Respondent(s): Marlon Gagni Respondent Lawyers(s): Marlon Winston Gagni Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | ||
| 13-02582 | 04/23/2014 | Claimant(s): Susan Poller-Newman Claimant Lawyers(s): Christopher C. Coss Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 12-03030 | 04/21/2014 | Claimant(s): Claimant Lawyers(s): Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Respondent Lawyers(s): Andrew R. Livingston Arbitrator(s): Evan A. Gould, John Goodrich, John M Wilson Hearing Site: San Diego, CA | ||
| 12-04060 | 04/21/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): Bill Callis Respondent Lawyers(s): Kenneth A. Zimmern Arbitrator(s): James M. Tipton, William D. Connally, Philip I. McConnell Hearing Site: Dallas, TX | ||
| 13-00809 | 04/21/2014 | Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Caryn Diamond Shaw Respondent(s): Respondent Lawyers(s): Arbitrator(s): Howard N. Kahn Hearing Site: Boca Raton, FL | ||
| 13-01936 | 04/21/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Respondent Lawyers(s): Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL | ||
| 13-00816 | 04/17/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes LLC Claimant Lawyers(s): Laura J. Starr Respondent(s): Jay Fratello Respondent Lawyers(s): Jesse M. Tilden Arbitrator(s): Richard J. Fuller Hearing Site: Orlando, FL | ||
| 13-02748 | 04/17/2014 | Claimant(s): Kenneth Smith Claimant Lawyers(s): Mark S. Gregory Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | ||
| 12-02366 | 04/16/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Laura J. Starr Respondent(s): Richard Trotta Respondent Lawyers(s): Christine E. Goodrich Arbitrator(s): David L. Hodgson, Ellen J. Abrams, Antonio M. Freire Hearing Site: Boca Raton, FL | ||
| 12-04361 | 04/16/2014 | Claimant(s): Ilan Preis Claimant Lawyers(s): Daniel J. Kaiser Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): Ted M. Rosen, Lori H. Carena, Jeffrey P. Bachmann Hearing Site: New York, NY |