| 11-01431 | 02/06/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan David Berg
Respondent(s): David Lenahan
Respondent Lawyers(s): David Lenahan
Arbitrator(s): Cheryl H. Agris
Hearing Site: Hartford, CT
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| 12-02346 | 02/06/2015 | Claimant(s): Scott Skyrm
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Newedge USA
Respondent Lawyers(s): John P. Barry
Arbitrator(s): Susan Y. Chin, Gregory J. Getz, Michael Peter Yahr
Hearing Site: New York, NY
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| 13-03228 | 02/06/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric Raphan
Respondent(s): Christopher Wilkinson
Respondent Lawyers(s): Brennan H. Moss
Arbitrator(s): Langdon T. Owen, Gene R. Thornton, A. O. Headman
Hearing Site: Salt Lake City, UT
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| 14-01232 | 02/06/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
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| 14-02000 | 02/05/2015 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Jeffrey K. Compton
Respondent(s): Darin Pastor
Respondent Lawyers(s): Hayden Trubitt
Arbitrator(s): Ralph B. Perry
Hearing Site: Los Angeles, CA
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| 13-03703 | 02/04/2015 | Claimant(s): Adeola Palmer
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Leni D. Battaglia
Arbitrator(s): Julian F. Santos, Irwin Pronin, David J. Weisenfeld
Hearing Site: New York, NY
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| 13-00609 | 02/03/2015 | Claimant(s): Rafael Diamond
Claimant Lawyers(s): Brian Kennedy
Respondent(s): UBS Securities LLC, UBS Financial Services Inc.
Respondent Lawyers(s): Margaret L. Watson
Arbitrator(s): Richard W. Cutler, Lisa Lograno, Sandra Holtzman
Hearing Site: New York, NY
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| 14-02130 | 02/03/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): William Hansen
Respondent Lawyers(s): William Hansen
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY
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| 12-03797 | 02/02/2015 | Claimant(s): Marcos Bowers
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Daniel R. Korb, Jr.
Arbitrator(s): Richard S. Zaifert, John C. Holmes, Michael S. Kozlow
Hearing Site: Miami, FL
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| 13-00294 | 02/02/2015 | Claimant(s): Jameson Hamilton, Jeffrey Sciscilo, Jennifer Reiley, Joshua Goulding, McLaughlin Ryder Advisory Services, McLaughlin Ryder Investments.
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Kelly Campbell, Campbell Financial Management., Campbell Wealth Management.
Respondent Lawyers(s): John E. MacDonald
Arbitrator(s): Emily Eiselman Hunter, Robert Vaughan Cornish, Robert Field
Hearing Site: Washington, DC
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