23-00712 | 12/21/2023 | Claimant(s): Kenneth Park Claimant Lawyers(s): David Harrison Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
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23-00650 | 12/20/2023 | Claimant(s): David Pennella Claimant Lawyers(s): Kathleen Patchel Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): Samantha Springer Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY
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22-02280 | 12/20/2023 | Claimant(s): Christopher Fusco Claimant Lawyers(s): Leila M. Shaver Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Christopher W. Allick, Shawn Ridgell, Lemuel Cruz Costibolo Hearing Site: San Francisco, CA
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23-01307 | 12/20/2023 | Claimant(s): Dustin Ward Claimant Lawyers(s): Jack D. Butler Respondent(s): Oneamerica Securities. Respondent Lawyers(s): Sean Mcgoff Arbitrator(s): Julius Z. Frager, Peter Stephenson, Laura Lee McLaughlin Hearing Site: St. Louis, MO
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23-00203 | 12/20/2023 | Claimant(s): Patrick Elmore Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services., Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth, Laura Ruiz Rivera Arbitrator(s): Richard James Igou Hearing Site: Charlotte, NC
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23-00538 | 12/20/2023 | Claimant(s): Ghazaleh Ebrahimi Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul Klein Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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23-01326 | 12/20/2023 | Claimant(s): Gareth Evans Claimant Lawyers(s): William Bean Respondent(s): Dominick & Dickerman LLC, Sands Brothers & Co., Ltd. Respondent Lawyers(s): Gail Fanelli, Robert M. Hladek Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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23-00541 | 12/20/2023 | Claimant(s): Ghazaleh Ebrahimi Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul Klein Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY
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23-00699 | 12/19/2023 | Claimant(s): Mark Schrader Claimant Lawyers(s): Craig A. Riha Respondent(s): GNA Securities. Respondent Lawyers(s): James J. Namorato Arbitrator(s): James J. Fishman, Joseph R. Brancaleone, Joyce Clayborne Hearing Site: New York, NY
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23-01483 | 12/19/2023 | Claimant(s): Carolyn Martin, Stephanie Groschup Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
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