| 23-00712 | 12/21/2023 | Claimant(s): Kenneth Park
Claimant Lawyers(s): David Harrison
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
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| 23-00650 | 12/20/2023 | Claimant(s): David Pennella
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Samantha Springer
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
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| 22-02280 | 12/20/2023 | Claimant(s): Christopher Fusco
Claimant Lawyers(s): Leila M. Shaver
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Christopher W. Allick, Shawn Ridgell, Lemuel Cruz Costibolo
Hearing Site: San Francisco, CA
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| 23-01307 | 12/20/2023 | Claimant(s): Dustin Ward
Claimant Lawyers(s): Jack D. Butler
Respondent(s): Oneamerica Securities.
Respondent Lawyers(s): Sean Mcgoff
Arbitrator(s): Julius Z. Frager, Peter Stephenson, Laura Lee McLaughlin
Hearing Site: St. Louis, MO
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| 23-00203 | 12/20/2023 | Claimant(s): Patrick Elmore
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth, Laura Ruiz Rivera
Arbitrator(s): Richard James Igou
Hearing Site: Charlotte, NC
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| 23-00538 | 12/20/2023 | Claimant(s): Ghazaleh Ebrahimi
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Paul Klein
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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| 23-01326 | 12/20/2023 | Claimant(s): Gareth Evans
Claimant Lawyers(s): William Bean
Respondent(s): Dominick & Dickerman LLC, Sands Brothers & Co., Ltd.
Respondent Lawyers(s): Gail Fanelli, Robert M. Hladek
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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| 23-00541 | 12/20/2023 | Claimant(s): Ghazaleh Ebrahimi
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Paul Klein
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
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| 23-00699 | 12/19/2023 | Claimant(s): Mark Schrader
Claimant Lawyers(s): Craig A. Riha
Respondent(s): GNA Securities.
Respondent Lawyers(s): James J. Namorato
Arbitrator(s): James J. Fishman, Joseph R. Brancaleone, Joyce Clayborne
Hearing Site: New York, NY
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| 23-01483 | 12/19/2023 | Claimant(s): Carolyn Martin, Stephanie Groschup
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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