Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-03196 | 06/29/2015 | Claimant(s): Victor Jones Claimant Lawyers(s): Victor D. Jones Respondent(s): St. Bernard Financial Services. Respondent Lawyers(s): Robert Keenan Arbitrator(s): Thomas E. Shuck Hearing Site: Los Angeles, CA | $0 | |
| 14-02112 | 06/25/2015 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Carol Li Respondent(s): David Pennington Respondent Lawyers(s): David Steele Pennington Arbitrator(s): Jeffrey M. Bain Hearing Site: Louisville, KY | $0 | |
| 14-03821 | 06/25/2015 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Dominique E. Heller Respondent(s): Woodley Bagwell Respondent Lawyers(s): Woodley H. Bagwell Arbitrator(s): Mark A. Myers Hearing Site: Birmingham, AL | $0 | |
| 15-00449 | 06/25/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas F. Kopshever Respondent(s): Pil Hwang Respondent Lawyers(s): Pil Sang Hwang Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR | $0 | |
| 13-00865 | 06/23/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Benjamin W. White Respondent(s): Daniel Cairns Respondent Lawyers(s): Montgomery G. Griffin Arbitrator(s): Homer L. Davis, Val D. Hornstein, Arocles Aguilar Hearing Site: San Francisco, CA | $0 | |
| 14-02496 | 06/23/2015 | Claimant(s): Cheri Jewison, Ameriprise Financial Services. Claimant Lawyers(s): Susan E. Sheely Respondent(s): Alan Horowitz Respondent Lawyers(s): Alan Horowitz Arbitrator(s): Tom L. Peterson, Evalyn Lipton Fishbein, Barbara-Ann Boehler Hearing Site: Boston, MA | $0 | |
| 14-02793 | 06/23/2015 | Claimant(s): Marx Bowens Claimant Lawyers(s): Joseph D. Garrison Respondent(s): CRT Capital Group LLC Respondent Lawyers(s): Mark W. Lerner Arbitrator(s): Martin Mushkin, William T. Brice, Philip S. Walker Hearing Site: Hartford, CT | $0 | |
| 15-00177 | 06/23/2015 | Claimant(s): Marquette Bank Claimant Lawyers(s): William Hackney Respondent(s): Jesse Zaragoza Respondent Lawyers(s): Jesse Zaragoza Arbitrator(s): Jeffrey W. Finke Hearing Site: Chicago, IL | $0 | |
| 13-01078 | 06/22/2015 | Claimant(s): James Swan Claimant Lawyers(s): Nicholas Stevens Respondent(s): BB&T Securities Respondent Lawyers(s): Adam Stern Arbitrator(s): Charles L. Prothero, Linda J. Baer, Louis Aloysius Hall Hearing Site: Newark, NJ | $0 | |
| 14-01737 | 06/22/2015 | Claimant(s): Selena Persad Claimant Lawyers(s): Andrew St. Laurent Respondent(s): Reva Capital Markets LLC Respondent Lawyers(s): Robert I. Rabinowitz Arbitrator(s): Jill I. Gross, Stephen J. Patti, Mitchell Regenbogen Hearing Site: New York, NY | $0 |