Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02112 | 06/25/2015 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Carol Li Respondent(s): David Pennington Respondent Lawyers(s): David Steele Pennington Arbitrator(s): Jeffrey M. Bain Hearing Site: Louisville, KY | ||
| 14-02105 | 02/23/2015 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Carol Li Respondent(s): Rey Deborja Respondent Lawyers(s): Rey Dante Deborja Arbitrator(s): Thomas C. McNally Hearing Site: San Francisco, CA | ||
| 12-00064 | 02/26/2013 | Claimant(s): Catherine St. Clair Claimant Lawyers(s): Benjamin Lapin Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Carol Li Arbitrator(s): Fredrick T.W. Reed, Mollie Wagner Neal, Harry G. Mason Hearing Site: Atlanta, GA |  | Expungement |