Potomac Analytics' Logo

FINRA Awards for Thomas C. McNally

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0210502/23/2015Claimant(s): Waddell & Reed
Claimant Lawyers(s): Carol Li
Respondent(s): Rey Deborja
Respondent Lawyers(s): Rey Dante Deborja
Arbitrator(s): Thomas C. McNally
Hearing Site: San Francisco, CA
10-0430705/20/2011Claimant(s): Watkins Brothers Trust
Claimant Lawyers(s): Robert Wayne McPherson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Thomas C. McNally
Hearing Site: Memphis, TN
Checkmark Icon$0
08-0272803/11/2009Claimant(s): Robert Rabkin
Claimant Lawyers(s): Robert Rabkin
Respondent(s): Dieter Thurow
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Thomas C. McNally
Hearing Site: San Francisco, CA
Checkmark Icon$0

3 Results

Display: