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FINRA Awards for Woodley Bagwell

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0382106/25/2015Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Woodley Bagwell
Respondent Lawyers(s): Woodley H. Bagwell
Arbitrator(s): Mark A. Myers
Hearing Site: Birmingham, AL
07-0325905/01/2009Claimant(s): Estate of Sarah E. Faulk
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): George Wood, Morgan Keegan & Company., Todd Parsons, Woodley Bagwell, Synovus Securities.
Respondent Lawyers(s): Charles B. Paterson, Richard J. Davis, Shea O'Brien Hicks
Arbitrator(s): John F. O'Neill, William Stephen Lee, William Acker Ratliff
Hearing Site: Birmingham, AL
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