| 13-02743 | 07/30/2015 | Claimant(s): David Jancuk
Claimant Lawyers(s): William R. Urga
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Douglas Edwards, Robert S. McConnell, Marcia A. Herrmann
Hearing Site: Las Vegas, NV
| | $0 |
| 14-00992 | 07/30/2015 | Claimant(s): Empire Asset Management Company
Claimant Lawyers(s): Anthony G. Mango
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
| | $0 |
| 15-00009 | 07/29/2015 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Katie Ambroziak
Respondent(s): Martin McNulty
Respondent Lawyers(s): Martin P. McNulty
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
| | $0 |
| 14-00831 | 07/27/2015 | Claimant(s): Brian Fitzgerald
Claimant Lawyers(s): Frank N. Gaeta
Respondent(s): Curian Capital, Curian Clearing
Respondent Lawyers(s): Barry Temkin
Arbitrator(s): Howard M. Miller, Arnold M. Marrow, Xiomara Corral
Hearing Site: Boston, MA
| | $0 |
| 14-01246 | 07/27/2015 | Claimant(s): Joanne Almonte
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew T. Wholey
Arbitrator(s): James J. O'Donnell, Josefa Antonia Sicard-Mirabal, Ronald Harris Kisner
Hearing Site: New York, NY
| | $0 |
| 14-02444 | 07/27/2015 | Claimant(s): Robert Pierson
Claimant Lawyers(s): James C. Cosby
Respondent(s): Don Davis
Respondent Lawyers(s): Kirk Smith
Arbitrator(s): Douglas Earl McLaren, Overman Randolph Rollins, Alison Wright Feehan
Hearing Site: Richmond, VA
| | $0 |
| 15-00217 | 07/27/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Judy Louie
Respondent(s): Matthew Harrison
Respondent Lawyers(s): Steven R. Rensch
Arbitrator(s): Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
| | $0 |
| 15-00486 | 07/24/2015 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Coren Stern
Respondent(s): Jerrid Douglas
Respondent Lawyers(s): Jerrid Jemal Douglas
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
| | $0 |
| 14-01207 | 07/21/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Kenneth Walters
Respondent Lawyers(s): Kenneth Scott Walters
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
| | $0 |
| 14-01955 | 07/17/2015 | Claimant(s): Thomas Ottman
Claimant Lawyers(s): Jonathan M. Harris
Respondent(s): John Feltl, Mary Feltl, Feltl & Company
Respondent Lawyers(s): Matthew T. Boos, Thomas F. Steichen
Arbitrator(s): Joan L. Volz, John W. MacKimm, Frank Abramson
Hearing Site: Minneapolis, MN
| | $0 |
