Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02906 | 12/22/2023 | Claimant(s): Belinda Aucoin Claimant Lawyers(s): Chelsea Bauer Respondent(s): Comerica Securities, Milkie/Ferguson Investments. Respondent Lawyers(s): Edward Milkie, Susan C. Nystrom Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01819 | 12/22/2023 | Claimant(s): Jessica Peabody Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Justin E. Condit Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 22-02041 | 12/22/2023 | Claimant(s): Manuel Melendez Claimant Lawyers(s): Debra A Jenks Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 21-01930 | 12/22/2023 | Claimant(s): Phillip Parziale Claimant Lawyers(s): William Haddad Respondent(s): Citizens Securities. Respondent Lawyers(s): Amy M. McCallen Arbitrator(s): Richard D. Levin, Gene M. Bauer, John George Neylon Hearing Site: Boston, MA | ||
| 23-02302 | 12/22/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Sara Soto Respondent(s): Robert Tracy Respondent Lawyers(s): Robert James Tracy Arbitrator(s): David S. Billet Hearing Site: Jersey City, NJ | ||
| 23-01261 | 12/21/2023 | Claimant(s): William Groves Claimant Lawyers(s): James P. Galvin Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA | ||
| 23-01852 | 12/21/2023 | Claimant(s): Dario Ochoa Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL | ||
| 22-02640 | 12/21/2023 | Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 22-02589 | 12/21/2023 | Claimant(s): Thomas Garity Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 23-01735 | 12/21/2023 | Claimant(s): Craig Splan Claimant Lawyers(s): Stephan Louviere Respondent(s): Geneos Wealth Management Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Michael S. Matek Hearing Site: Kansas City, MO |