Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01275 | 02/02/2024 | Claimant(s): Ryan Mummert Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Laurel Littman Gothelf, Michael J Norton Hearing Site: Albuquerque, NM | ||
| 23-00710 | 02/02/2024 | Claimant(s): Mark Schrader Claimant Lawyers(s): Craig A. Riha Respondent(s): Citicorp Investment Services Respondent Lawyers(s): Rosemary Francavilla Arbitrator(s): Denise L. Quarles, Eila Matt, Peter E. Gillespie Hearing Site: New York, NY | ||
| 23-00941 | 02/02/2024 | Claimant(s): Jose Crescioni Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 23-00952 | 02/01/2024 | Claimant(s): Francisco Landivar Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR | ||
| 23-02227 | 02/01/2024 | Claimant(s): Guy Angiuoni Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA | ||
| 23-02026 | 02/01/2024 | Claimant(s): Jonathan Beitler Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Kristina J. Branstetter Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL | ||
| 23-01084 | 02/01/2024 | Claimant(s): Toby Green Claimant Lawyers(s): Brian Luther Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Neil Harvey Smith Hearing Site: Nashville, TN | ||
| 23-01069 | 01/31/2024 | Claimant(s): Doel Garcia Romero Claimant Lawyers(s): Ubaldo M. Fernandez-Barrera Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 23-01469 | 01/31/2024 | Claimant(s): Charles Landry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Securities Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01485 | 01/31/2024 | Claimant(s): Diego Macedo Claimant Lawyers(s): Everett Pritchard Respondent(s): Morgan Stanley Respondent Lawyers(s): Emily Z. Culbertson Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA |