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FINRA Awards for Doel Garcia Romero

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0106901/31/2024Claimant(s): Doel Garcia Romero
Claimant Lawyers(s): Ubaldo M. Fernandez-Barrera
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
22-0044411/04/2022Claimant(s): Doel Garcia Romero
Claimant Lawyers(s): Ubaldo M. Fernandez
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR

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