Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00959 | 11/09/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Jeffrey Gianelli Respondent Lawyers(s): Jeffrey J. Gianelli Arbitrator(s): Nancy E. Watters Hearing Site: Boston, MA | $0 | |
| 14-02589 | 11/09/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Jon Gilstrap Respondent Lawyers(s): Jon Russel Gilstrap Arbitrator(s): John R. Loss Hearing Site: St. Louis, MO | $0 | |
| 15-01910 | 11/09/2015 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Respondent Lawyers(s): Arbitrator(s): William M. Getzoff Hearing Site: Minneapolis, MN | $0 | |
| 14-01610 | 11/06/2015 | Claimant(s): Thomas Majewski Claimant Lawyers(s): Jonathan Sack Respondent(s): RBS Securities Inc. Respondent Lawyers(s): Don A. Innamorato Arbitrator(s): Joseph N. Stineman, James S. Hazard, Linda Ashley Hearing Site: New York, NY | $0 | |
| 14-02301 | 11/06/2015 | Claimant(s): Paula Mott Claimant Lawyers(s): Sanford L. Dow Respondent(s): Wunderlich Securities. Respondent Lawyers(s): Jonathan Cromwell Hancock Arbitrator(s): R. Lee Britton Jr., John F. Hinrichs, Julie Marie Miller Hearing Site: Houston, TX | $0 | |
| 14-01086 | 11/05/2015 | Claimant(s): Kostantina Bourdev Claimant Lawyers(s): Cary S. Lapidus Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey A. Wortman Arbitrator(s): Richard L. Rubin, Robert Mallin Hirsch, Roger Gilbert Hearing Site: San Francisco, CA | $0 | |
| 14-03227 | 11/05/2015 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): Francisco Diaz Respondent Lawyers(s): Kenneth Ray Noble Arbitrator(s): Seth L. Finkel Hearing Site: Miami, FL | $0 | |
| 14-03552 | 11/05/2015 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Carol H. Li Respondent(s): Ralph Goodman Respondent Lawyers(s): Ralph Ustin Goodman Arbitrator(s): David R. Foley Hearing Site: Syracuse, NY | $0 | |
| 15-00936 | 11/05/2015 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Scott T. Earl Respondent(s): Eric Eversole Respondent Lawyers(s): Eric Nathaniel Eversole Arbitrator(s): Robert J. Scafuri Hearing Site: Cincinnati, OH | $0 | |
| 15-00093 | 11/04/2015 | Claimant(s): Michael Kleinfelder Claimant Lawyers(s): William K. Flynn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Andrew T. Mount Arbitrator(s): Thomas B. Corey Hearing Site: Cincinnati, OH | $0 |