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FINRA Awards for Ralph Ustin Goodman

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0355211/05/2015Claimant(s): Waddell & Reed
Claimant Lawyers(s): Carol H. Li
Respondent(s): Ralph Goodman
Respondent Lawyers(s): Ralph Ustin Goodman
Arbitrator(s): David R. Foley
Hearing Site: Syracuse, NY

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