| 15-01341 | 04/04/2016 | Claimant(s): Ashlee Willis
Claimant Lawyers(s): Ashlee Willis
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Corey N. Thrush
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cincinnati, OH
| | $0 |
| 15-01462 | 04/04/2016 | Claimant(s): Allstate Financial Services
Claimant Lawyers(s): S. Lawrence Polk
Respondent(s): Larry Weinbaum
Respondent Lawyers(s): Larry R. Weinbaum
Arbitrator(s): Arnold Wagner, Lawrence Robert Gould, Robert Bartels
Hearing Site: New York, NY
| | $0 |
| 15-03182 | 04/04/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Vanessa Hoffmann
Respondent(s): Wesley Shaw
Respondent Lawyers(s): Wesley Wayne Shaw
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
| | $0 |
| 14-03361 | 04/01/2016 | Claimant(s): Jack Griffith
Claimant Lawyers(s): Amy Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gerry A. Giurato
Arbitrator(s):
Hearing Site: Columbia, SC
| | $0 |
| 15-00837 | 03/31/2016 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Ian H. Hummel
Respondent(s): Prism Technologies
Respondent Lawyers(s): Bonnie M. Boryca
Arbitrator(s): Catherine Ladnier, Alice J. P. Lee-Getman, Annamaria Boccia Smith
Hearing Site: New York, NY
| | $0 |
| 15-01548 | 03/31/2016 | Claimant(s): Gary Cremo
Claimant Lawyers(s): Christine A. Page
Respondent(s): Oppenheimer & Co.., Raymond James Financial Services.
Respondent Lawyers(s): John T. McGuire, Robert M. Rudnicki
Arbitrator(s): Elliott David Finkel, Gerald C. Tambe, Dana L. Bigman
Hearing Site: Los Angeles, CA
| | $0 |
| 14-03770 | 03/30/2016 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): David Lavine
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): James A. Parker, Ann Bradford Ligums, G. Dennis Sheehan
Hearing Site: Houston, TX
| | $0 |
| 15-01437 | 03/30/2016 | Claimant(s): Kurt Zipp
Claimant Lawyers(s): Kurt William Zipp
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s):
Hearing Site: Milwaukee, WI
| | $0 |
| 15-03446 | 03/30/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Ronny Acluche
Respondent Lawyers(s): Ronny Acluche
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | $0 |
| 15-01890 | 03/29/2016 | Claimant(s): Andrew Bingham
Claimant Lawyers(s): Andrew R. Bingham
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jennifer Persico
Arbitrator(s): Martin M. Berliner, John G. Manley, Richard D. Fincher
Hearing Site: Salt Lake City, UT
| | $0 |
