| 13-02625 | 04/08/2016 | Claimant(s): David Gilg
Claimant Lawyers(s): James J. Eccleston
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Emily J. Lewis, Richard Charles Miller, Phillip Lawrence Wright
Hearing Site: Columbus, OH
| | $0 |
| 15-01393 | 04/08/2016 | Claimant(s): Amr Aboulmagd
Claimant Lawyers(s): Amr Mostafa Aboulmagd
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Jeffrey A. Sturgeon
Arbitrator(s): Patrick R. Westerkamp, Esq.
Hearing Site: Philadelphia, PA
| | $0 |
| 15-01463 | 04/08/2016 | Claimant(s): Stephanie Kelly
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew E. Gelfand
Arbitrator(s): James S. Hazard, Clarence Smith, Cirino M. Bruno
Hearing Site: New York, NY
| | $0 |
| 14-03277 | 04/07/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Gary Polakoff
Respondent Lawyers(s): Sharron E. Ash
Arbitrator(s): Kenneth Andrew Klinko
Hearing Site: San Diego, CA
| | $0 |
| 15-02264 | 04/07/2016 | Claimant(s): Jared Cohen
Claimant Lawyers(s): Geddes D. Anderson
Respondent(s): George Stewart, Marianne Stewart
Respondent Lawyers(s): George Stewart, Marianne Stewart
Arbitrator(s): Patrick D. King, Alfred Brunette, Jack A. Helms
Hearing Site: Tampa, FL
| | $0 |
| 15-01969 | 04/06/2016 | Claimant(s): V. Threlkeld
Claimant Lawyers(s): Gordon C. Young
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Gabriel Z. Reynoso
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
| | $0 |
| 15-02302 | 04/06/2016 | Claimant(s): Scott Martinson
Claimant Lawyers(s): Scott Randall Martinson
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Stephanie Morse-Shamosh, Joseph H. Cerame, Henry I. Blumberg
Hearing Site: New York, NY
| | $0 |
| 15-00779 | 04/05/2016 | Claimant(s): R. Seelaus & Co..
Claimant Lawyers(s): Matthew D. Janssen
Respondent(s): Michael Cornell
Respondent Lawyers(s): Michael D. Mezzacca
Arbitrator(s): Walter C. Parrish, Morton S. Bunis, Neal D. Baker
Hearing Site: Newark, NJ
| | $0 |
| 15-03077 | 04/05/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Kenneth M. Murray
Respondent(s): Lance Slater
Respondent Lawyers(s): Lance E Slater
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | $0 |
| 14-03863 | 04/04/2016 | Claimant(s): Gregory Wisniewski
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Thomas F. Mahoney, Brian E. Slotky, Michael I. White
Hearing Site: Chicago, IL
| | $0 |
