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FINRA Awards for R. Seelaus & Co..

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0021207/27/2018Claimant(s): Alan Schlesinger SEP
Claimant Lawyers(s): Alan Schlesinger
Respondent(s): R. Seelaus & Co..
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): John B. Sochacki
Hearing Site: Boca Raton, FL
Checkmark Icon$0
15-0077904/05/2016Claimant(s): R. Seelaus & Co..
Claimant Lawyers(s): Matthew D. Janssen
Respondent(s): Michael Cornell
Respondent Lawyers(s): Michael D. Mezzacca
Arbitrator(s): Walter C. Parrish, Morton S. Bunis, Neal D. Baker
Hearing Site: Newark, NJ
11-0026010/16/2012Claimant(s): Jill Goldman, The Goldman Family 2007 Irrev. Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Hugh Wallschleger, R. Seelaus & Co..
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): Michael Fischetti, Robert E. Anderson, Sherrill Ruth Austin
Hearing Site: Newark, NJ
Checkmark IconStipulated Award and Expungement

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