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FINRA Awards for Lance E Slater

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0307704/05/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Kenneth M. Murray
Respondent(s): Lance Slater
Respondent Lawyers(s): Lance E Slater
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA

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