| 15-03258 | 04/26/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Lisa Fildes
Respondent(s): Ataf Nabli
Respondent Lawyers(s): Ataf Nabli
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | $0 |
| 14-01476 | 04/25/2016 | Claimant(s): Ilan Preis
Claimant Lawyers(s): Ilan Preis
Respondent(s): Avi Jankelovits, Blair Nelson, Christopher Alexis, Citigroup Global Markets., Robert Papaleo
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Kenneth L. Stewart, Elizabeth Gilbert, Michael S. Perinelli
Hearing Site: New York, NY
| | $0 |
| 15-02656 | 04/22/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Robert Gutner
Respondent Lawyers(s): Robert Lloyd Gutner
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL
| | $0 |
| 15-00876 | 04/21/2016 | Claimant(s): Lewis Roberts
Claimant Lawyers(s): Donald J. McCartney
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary J. Lieberman
Arbitrator(s): Daniel J. Donovan, Emily Eiselman Hunter, James Drew Butler
Hearing Site: Baltimore, MD
| | $0 |
| 14-01297 | 04/20/2016 | Claimant(s): Robert Ritter
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Amy L. Blaisdell
Arbitrator(s): David M. Seidner, Jonathan H. Krotinger, Paul E. Dahlman
Hearing Site: Reno, NV
| | $0 |
| 14-02770 | 04/20/2016 | Claimant(s): Frank Epinger
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Terry E. Sanchez
Arbitrator(s): Robert Bruce MacDonald, Cheryl Marie Allain-Mee, Barry A. Fisher
Hearing Site: Los Angeles, CA
| | $0 |
| 15-02448 | 04/20/2016 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Frederick Kelleher
Respondent Lawyers(s): Frederick Daniel Kelleher
Arbitrator(s): Roy B. Gonas
Hearing Site: Boca Raton, FL
| | $0 |
| 14-03769 | 04/19/2016 | Claimant(s): Russell Warner
Claimant Lawyers(s): Neil M. Rosenbaum
Respondent(s): Paul Turner, Turner Financial Services.
Respondent Lawyers(s): Richard M. Hoffman
Arbitrator(s): Lee H. Goodman, Thomas Michael Genovese, Ruth Ann Kubancek
Hearing Site: Chicago, IL
| | $0 |
| 15-00535 | 04/19/2016 | Claimant(s): Mary Fisher
Claimant Lawyers(s): James R. Hubbard
Respondent(s): SG Americas Securities
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Julian F. Santos, David Jeremy Mattana, Cirino M. Bruno
Hearing Site: New York, NY
| | $0 |
| 15-02493 | 04/18/2016 | Claimant(s): Edward McDonough
Claimant Lawyers(s): Edward Aloysius McDonough
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Robert J. Walter, Lori Beth Kamen, John Briggs
Hearing Site: Orlando, FL
| | $0 |
