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FINRA Awards for Lisa Fildes

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0325804/26/2016Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Lisa Fildes
Respondent(s): Ataf Nabli
Respondent Lawyers(s): Ataf Nabli
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY

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