| 16-00136 | 06/20/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Jay Sutherland
Respondent Lawyers(s): Jay Steven Sutherland
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
| | $0 |
| 15-00551 | 06/17/2016 | Claimant(s): Thomas Garrity
Claimant Lawyers(s): Thomas P. Garrity
Respondent(s): Christopher Vanstelle, Mario Moretto, Steelpoint Securities.
Respondent Lawyers(s): Christopher Van Stelle
Arbitrator(s): Mark R. Lee, Nancy J. Spieczny, James Paul Estes
Hearing Site: San Diego, CA
| | $0 |
| 15-00308 | 06/16/2016 | Claimant(s): Bernardo Gattass
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Corey D. Winer
Arbitrator(s): Bernard A. Kesselman, John J. Vesey, Denise N. Seegobin
Hearing Site: New York, NY
| | $0 |
| 15-02319 | 06/16/2016 | Claimant(s): Camille Gagliardi
Claimant Lawyers(s): Douglas A. Cho
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Kalusmeier
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Hartford, CT
| | $0 |
| 16-00191 | 06/16/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hld
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Scott Alcus
Respondent Lawyers(s): Scott Patrick Alcus
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Miami, FL
| | $0 |
| 14-03444 | 06/15/2016 | Claimant(s): Syed Ahmed
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Deborah A. Jackson, Harvey R. Linder, Henry W. Grady
Hearing Site: Atlanta, GA
| | $0 |
| 15-00422 | 06/15/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Philip Bugay
Respondent Lawyers(s): Timothy J. Trager
Arbitrator(s): Marvin B. Karelitz, Steven J. Feldman, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
| | $0 |
| 16-00084 | 06/15/2016 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s): Thomas Ferrero
Respondent Lawyers(s): Thomas J. Ferrero
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
| | $0 |
| 14-03238 | 06/14/2016 | Claimant(s): Jeffrey Bell
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Joseph C. Watson, Richard William DeWeese, Steven J. Feldman
Hearing Site: Los Angeles, CA
| | $0 |
| 15-01053 | 06/14/2016 | Claimant(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A.
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Jason Meyer, Morgan Stanley, Lori Rabinowitz, Mead Briggs, Michael Pudlak, Michael Reynolds, Steven Christensen
Respondent Lawyers(s): Jonathan C. Thau, Thomas J. Momjian
Arbitrator(s): Kenneth J. Horowitz, Leo J. Karwejna, Sirena Terr
Hearing Site: Newark, NJ
| | $0 |
