23-01590 | 02/22/2024 | Claimant(s): D.A. Davidson & Co. Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): Jason Barella Respondent Lawyers(s): Jason Barella Arbitrator(s): Gail Sillman Hearing Site: Boston, MA
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23-02119 | 02/22/2024 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): Gerald Cocuzzo Respondent Lawyers(s): Gerald John Cocuzzo Arbitrator(s): Robert G. Geeseman, Glenn Jerrold Waldman, Lori Lovgren Hearing Site: Boca Raton, FL
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23-01072 | 02/21/2024 | Claimant(s): Keith Medeck Claimant Lawyers(s): Craig A. Riha Respondent(s): Millennium Securities Corp. Respondent Lawyers(s): Consuelo Moretto Arbitrator(s): Jay F. Frascella, Gerald M. Levine, Melinda George-Bristol Hearing Site: New York, NY
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23-01956 | 02/21/2024 | Claimant(s): Michael Escobar Claimant Lawyers(s): James P. Galvin Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
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23-02936 | 02/21/2024 | Claimant(s): Candida Bobonis Roig, Lizzette Bobonis Roig Claimant Lawyers(s): David I. Hantman Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara L. Velez Santiago Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA
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23-01383 | 02/20/2024 | Claimant(s): Andrew Leicht Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Catherine Stewart Hearing Site: Jersey City, NJ
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19-00555 | 02/20/2024 | Claimant(s): Janice Kevari Claimant Lawyers(s): Maryann P Gallagher Respondent(s): Scottrade Inc., TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Janice L. Sperow, Kevin K. Forrester, Lisa Miller Hearing Site: San Diego, CA
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23-00364 | 02/20/2024 | Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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23-00519 | 02/16/2024 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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23-01447 | 02/16/2024 | Claimant(s): Heath Harris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD
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