| 18-02538 | 02/08/2019 | Claimant(s): George Elkin
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | $0 |
| 18-02579 | 02/08/2019 | Claimant(s): Mark Goldwasser
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
| | $0 |
| 18-03114 | 02/08/2019 | Claimant(s): Dominic Galati
Claimant Lawyers(s): Michael Benjamin Brown
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
| | $0 |
| 17-02901 | 02/07/2019 | Claimant(s): Mark Rubin
Claimant Lawyers(s): Pamela A. Hulnick
Respondent(s): Jason Diamond, Drexel Hamilton
Respondent Lawyers(s): William A. Rome
Arbitrator(s): Linda Ashley, Rebecca Ann Berlow, Patricia Kathleen Costello
Hearing Site: New York, NY
| | $0 |
| 18-01090 | 02/07/2019 | Claimant(s): Timothy Cornell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): Robert S. Sugarman
Hearing Site: Chicago, IL
| | $0 |
| 18-00981 | 02/06/2019 | Claimant(s): Charles Cutler
Claimant Lawyers(s): James O'Brien
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael P. O'Mullan
Arbitrator(s): Francis Carling
Hearing Site: New York, NY
| | $0 |
| 18-01131 | 02/06/2019 | Claimant(s): Nelson Faro
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Mark A Bilawsky
Hearing Site: Miami, FL
| | $0 |
| 18-02665 | 02/06/2019 | Claimant(s): James Shawver
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Independent Financial Group.
Respondent Lawyers(s): Joel M. Everest, Sarah J. Kreisman
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
| | $0 |
| 18-03364 | 02/06/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Helen Andrews
Respondent Lawyers(s): Helen Thomasine Andrews
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | $0 |
| 18-01333 | 02/05/2019 | Claimant(s): Jeffrey Lavin, Mark Sudol
Claimant Lawyers(s): Chad Weaver
Respondent(s): Sagepoint Financial., National Planning Corporation
Respondent Lawyers(s): Bradley Fishman, Scott R. Furbush
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
| | $0 |
