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FINRA Awards for Michael P. O'Mullan

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0098102/06/2019Claimant(s): Charles Cutler
Claimant Lawyers(s): James O'Brien
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael P. O'Mullan
Arbitrator(s): Francis Carling
Hearing Site: New York, NY
09-0138202/23/2010Claimant(s): Jane Chang, Kwen-Jen Chang
Claimant Lawyers(s): Andrew O Whiteman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael P. O'Mullan
Arbitrator(s): Zeb E. Barnhardt, Lynne T. Albert, David H. Grubbs
Hearing Site: Raleigh, NC
Checkmark Icon$108,750

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