| 18-02392 | 03/14/2019 | Claimant(s): Jeffrey Stillwell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, Allstate Financial Services, The Equitable Life Assurance Society Of
Respondent Lawyers(s): Katelyn R. Miller, Michael J. Biondi
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
| | $0 |
| 18-03384 | 03/14/2019 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Claire E. Meharg
Respondent(s): Franklin Hill
Respondent Lawyers(s): Franklin Hill
Arbitrator(s): Jim Geiger
Hearing Site: Richmond, VA
| | $0 |
| 18-01373 | 03/13/2019 | Claimant(s): Shannan Denison
Claimant Lawyers(s): Michael Bessette
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
| | $0 |
| 18-00381 | 03/12/2019 | Claimant(s): James Martin
Claimant Lawyers(s): Michael Bessette
Respondent(s): Morgan Stanley DW Inc., MSI Financial Services.
Respondent Lawyers(s): Eunice Jordan, Jeremy S. Winer
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | $0 |
| 18-01990 | 03/12/2019 | Claimant(s): Robert Coleman
Claimant Lawyers(s): Michael Bessette
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
| | $0 |
| 18-03225 | 03/12/2019 | Claimant(s): John Nelson
Claimant Lawyers(s): Jordan D. Becker
Respondent(s): J.P. Morgan Securities, Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey Rodgers, Thomas J. Cahill
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | $0 |
| 18-02141 | 03/11/2019 | Claimant(s): Evan Guido
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Wendy L. Schueller
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
| | $0 |
| 18-03153 | 03/11/2019 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Brandy Pikus
Respondent(s): Steven Dick
Respondent Lawyers(s): Eliott R. Good
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC
| | $0 |
| 18-03603 | 03/11/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Geoffrey Johnston
Respondent Lawyers(s): Steven Kahlenberg
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | $0 |
| 17-02352 | 03/08/2019 | Claimant(s): Rehanna Montes
Claimant Lawyers(s): Thomas Momjian
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Greg Knight, Kenrick Albert Pratt, Robert Francis Roland
Hearing Site: Orlando, FL
| | $0 |
