| 18-03457 | 05/23/2019 | Claimant(s): Gerard Sharpe
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): NewBridge Securities Corp., J.W. Barclay & Co..
Respondent Lawyers(s): Gregg J. Breitbart, John Bruno
Arbitrator(s): Julian F. Santos
Hearing Site: Newark, NJ
| | $0 |
| 18-03932 | 05/23/2019 | Claimant(s): Prakash Shahani
Claimant Lawyers(s): Matthew Wolper
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | $0 |
| 19-00505 | 05/23/2019 | Claimant(s): Barbara Zech
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | $0 |
| 15-03187 | 05/22/2019 | Claimant(s): National Securities Corporation, Forte Capital Group.
Claimant Lawyers(s): Timothy Feil
Respondent(s): Nathaniel Clay
Respondent Lawyers(s): Nathaniel Clay
Arbitrator(s): Lucienne Carasso Bulow, Douglas F. Stone, Ira S. Cure
Hearing Site: New York, NY
| | $0 |
| 18-02936 | 05/22/2019 | Claimant(s): Nick Son
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): GunnAllen Financial, Aegis Capital Corp., State Capital Markets Corporation
Respondent Lawyers(s): Deborah Anne Williams, Gregg J. Bretibart, John Doukas
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
| | $0 |
| 18-04098 | 05/22/2019 | Claimant(s): Veronica Gillotte
Claimant Lawyers(s): Veronica Gillotte
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | $0 |
| 19-00159 | 05/22/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Gerardo Castillo
Respondent Lawyers(s): V. Michael Arias
Arbitrator(s): Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | $0 |
| 18-00080 | 05/21/2019 | Claimant(s): William Gartland
Claimant Lawyers(s): Daniel B. Grossman
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
| | $0 |
| 18-02693 | 05/21/2019 | Claimant(s): Jason Hoffman
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Cape Securities.
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
| | $0 |
| 18-01519 | 05/20/2019 | Claimant(s): Robert Brangle
Claimant Lawyers(s): Joan M. Swartz
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Anna M. Berman
Arbitrator(s): Leah Murray Albert, Tracy L. Allen, Julius Z. Frager
Hearing Site: St. Louis, MO
| | $0 |
