| 18-04299 | 06/12/2019 | Claimant(s): Robert Craig
Claimant Lawyers(s): Howard B. Levi
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. O'Connor
Arbitrator(s): Robert E. Anderson, Kimberly C. Lawrence, Bertrand Charles Sellier
Hearing Site: New York, NY
| | $0 |
| 19-00987 | 06/11/2019 | Claimant(s): Noel Becker
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Susan L. Walker
Hearing Site: Cleveland, OH
| | $0 |
| 17-02679 | 06/10/2019 | Claimant(s): Michael Digaetano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
| | $0 |
| 18-00445 | 06/10/2019 | Claimant(s): Susan Radinsky
Claimant Lawyers(s): Susan Jill Radinsky
Respondent(s): Clint Hurst, J.P. Morgan Securities, Kim Melbourne, Luanne D'Angelo
Respondent Lawyers(s): Dolores P. Garcia
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
| | $0 |
| 18-04052 | 06/10/2019 | Claimant(s): Robert Curtis
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart Rebish
Arbitrator(s): Joseph R. Soraghan
Hearing Site: St. Louis, MO
| | $0 |
| 19-00499 | 06/10/2019 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Robert Graham
Respondent Lawyers(s): Robert Richard Graham
Arbitrator(s): Ralph L. Jacobson
Hearing Site: San Francisco, CA
| | $0 |
| 18-00504 | 06/07/2019 | Claimant(s): Robert Traenkle
Claimant Lawyers(s): Adam B. Oppenheim
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): David S. Paul, John F. Duane, James Bromley Bragg
Hearing Site: New York, NY
| | $0 |
| 18-03423 | 06/07/2019 | Claimant(s): Kenneth Nelson
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Richard James Igou
Hearing Site: Raleigh, NC
| | $0 |
| 18-03630 | 06/07/2019 | Claimant(s): Jonathan Graham
Claimant Lawyers(s): Owen Harnett
Respondent(s): Broker Dealer Financial Services Corp.
Respondent Lawyers(s): Michael Sherzan
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03254 | 06/06/2019 | Claimant(s): Ronald Wetzel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets.
Respondent Lawyers(s): Abigail D. Elrod, Barbara Weaver, David I. Hantman
Arbitrator(s): Jim Geiger
Hearing Site: Baltimore, MD
| | $0 |
