23-01176 | 03/22/2024 | Claimant(s): Matthew Larson Claimant Lawyers(s): Craig A. Riha Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY
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20-03738 | 03/21/2024 | Claimant(s): Michael Resch, Robert Galbreath, William Galbreath Claimant Lawyers(s): Marc Seldin Rosen Respondent(s): Anthony Stanley, Northwestern Mutual Investment Services Respondent Lawyers(s): Jeffrey J. Chomko, Liam O'Brien Arbitrator(s): Dolores E Trojak, John James McGovern, Peter John Maurice Forbes Hearing Site: Philadelphia, PA
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23-02197 | 03/21/2024 | Claimant(s): Robert Crothers Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): John Franklin Udochi Hearing Site: New York, NY
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23-02818 | 03/21/2024 | Claimant(s): Mark Beloyan Claimant Lawyers(s): Steven D. Toskes Respondent(s): Paul Feller, Cronus Equity Capital Investments, Cronus Equity Respondent Lawyers(s): Legal Office, Paul Herbert Feller Arbitrator(s): James M. Scutti Hearing Site: Boca Raton, FL
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23-02622 | 03/20/2024 | Claimant(s): Keith Singer Claimant Lawyers(s): Adam D Palmer Respondent(s): Kovack Securities Inc Respondent Lawyers(s): Amy S. Towle Arbitrator(s): Jack Stein, Morton S. Bunis, Martin I Jaffe Hearing Site: Boca Raton, FL
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23-01621 | 03/20/2024 | Claimant(s): Xavier Aguayo Diaz Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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22-00837 | 03/20/2024 | Claimant(s): Ryan Nelson Claimant Lawyers(s): Neil S. Binder Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Kenneth J. Kelly Arbitrator(s): Joan Maxine Secofsky, Emily M. Altman, Harvey E. Benjamin Hearing Site: New York, NY
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23-02704 | 03/20/2024 | Claimant(s): Trevor Fried Claimant Lawyers(s): Randi P Spallina Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL
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23-01722 | 03/20/2024 | Claimant(s): William Perera Claimant Lawyers(s): William Rohan Harin Perera Respondent(s): Vista Point Advisors Respondent Lawyers(s): Julie A. Totten Arbitrator(s): Mitchell S. Ostwald, Jonathan H. Krotinger, Wendi Lee Eckardt Hearing Site: San Francisco, CA
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23-02628 | 03/19/2024 | Claimant(s): Ekua Anyanful Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Louis J. Weber Hearing Site: Dallas, TX
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