23-01309 | 04/19/2024 | Claimant(s): Eli Ward Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO
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23-01642 | 04/19/2024 | Claimant(s): Maria Giatzikis Claimant Lawyers(s): Joseph P. Allgor Respondent(s): TIAA-CREF Individual & Institutional Ser Respondent Lawyers(s): Christopher C. Coss Arbitrator(s): Bryan Lane Berson Hearing Site: New York, NY
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23-03040 | 04/18/2024 | Claimant(s): Michael Depasquale Claimant Lawyers(s): James P. Galvin Respondent(s): M Holdings Securities., Nationwide Securities Respondent Lawyers(s): Daniela Paez, Jason D. Christian Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ
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23-00929 | 04/18/2024 | Claimant(s): Sonia Pou Monagas Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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23-02956 | 04/18/2024 | Claimant(s): Tatyana Bunich Claimant Lawyers(s): Robert Moses Respondent(s): Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD
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23-02652 | 04/18/2024 | Claimant(s): Joseph Silich Claimant Lawyers(s): Bruce Lewitas Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Susanne J. Hollander, Felice Janine Batlan, Adrienne Michelle Adams Hearing Site: Chicago, IL
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23-02977 | 04/18/2024 | Claimant(s): Daniel Klemm Claimant Lawyers(s): Anthony Paduano Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael J. Carey Arbitrator(s): Harvey R. Linder Hearing Site: Columbia, SC
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23-01143 | 04/18/2024 | Claimant(s): Elizabeth Stancil Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Citizens Investor Services. Respondent Lawyers(s): Kyle A. Owens Arbitrator(s): Ian S. Greig Hearing Site: Raleigh, NC
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23-01849 | 04/18/2024 | Claimant(s): Brian Hagen Claimant Lawyers(s): James P. Galvin Respondent(s): Concourse Financial Group Securities Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX
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23-02331 | 04/17/2024 | Claimant(s): Mark Frederick Claimant Lawyers(s): Brian Luther Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Kenneth Paul Strongman Hearing Site: San Francisco, CA
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