Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02799 | 05/22/2024 | Claimant(s): Marilyn Zehntner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Rhodes Securities. Respondent Lawyers(s): Gordon Rhodes Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 23-02800 | 05/22/2024 | Claimant(s): Jonathan Marshall Claimant Lawyers(s): Jonathan Edward Marshall Respondent(s): Lincoln Financial Securities Corporation Respondent Lawyers(s): Benjamin Edwards Arbitrator(s): Carole Crosby, Donald N. Malawsky, John G. Sciandra Hearing Site: Tampa, FL | ||
| 24-00453 | 05/22/2024 | Claimant(s): Nathan Oeming Claimant Lawyers(s): Nathan Oeming Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler Arbitrator(s): Peter Khalil Hearing Site: Portland, OR | ||
| 23-02543 | 05/21/2024 | Claimant(s): Jay Sheth Claimant Lawyers(s): Craig Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Madelon M. Rosenfeld, John Nino Brenkovich, Frances Gottfried Hearing Site: New York, NY | ||
| 23-02742 | 05/21/2024 | Claimant(s): Richard Grodin Claimant Lawyers(s): Stephan Louviere Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL | ||
| 23-02839 | 05/21/2024 | Claimant(s): Shaun Stein Claimant Lawyers(s): Brian Luther Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Kenneth J. Horowitz Hearing Site: Jersey City, NJ | ||
| 23-01589 | 05/21/2024 | Claimant(s): Alberto Velasco Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 23-02559 | 05/21/2024 | Claimant(s): Thomas Rapp Claimant Lawyers(s): Brian Luther Respondent(s): 1717 Capital Management Company Respondent Lawyers(s): Daniela Paez Arbitrator(s): Serge Krimnus Hearing Site: Jersey City, NJ | ||
| 23-01532 | 05/21/2024 | Claimant(s): Angel Canabal Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 23-02775 | 05/21/2024 | Claimant(s): James Shuttleworth Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Shannon M. Wheaton Arbitrator(s): David Adams Reif Hearing Site: Hartford, CT |