| 19-01848 | 02/14/2020 | Claimant(s): Demian Fitzgerald
Claimant Lawyers(s): Harris Freedman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
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| 19-01996 | 02/14/2020 | Claimant(s): Mary-Lee Widder
Claimant Lawyers(s): Jessica Calloway
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
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| 19-02017 | 02/14/2020 | Claimant(s): Brent Pine
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Christina Z. Vourakis
Arbitrator(s): Roger A. Geddes
Hearing Site: Phoenix, AZ
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| 19-02096 | 02/14/2020 | Claimant(s): Michael Palmer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Philip J. Glick
Hearing Site: Cleveland, OH
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| 19-02353 | 02/14/2020 | Claimant(s): Edgardo H. Ferrer
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez Del Valle
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 19-03009 | 02/14/2020 | Claimant(s): Ricardo Eboli-Kodesh
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 19-01667 | 02/13/2020 | Claimant(s): Ken Kavanagh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alehandro Schwed
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
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| 19-01739 | 02/13/2020 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Kenneth Vaishville
Respondent Lawyers(s): Kenneth Vaishville
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
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| 19-01905 | 02/13/2020 | Claimant(s): Jaret Mutter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Rosen
Arbitrator(s): Jim Geiger
Hearing Site: Richmond, VA
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| 19-00697 | 02/12/2020 | Claimant(s): Charles Goldberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
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