Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02660 | 05/05/2020 | Claimant(s): Paul Larson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Larson Financial Securities Respondent Lawyers(s): Sean O'Hanlon Arbitrator(s): Michael S. Matek Hearing Site: St. Louis, MO | ||
| 18-04072 | 05/04/2020 | Claimant(s): John Moy Claimant Lawyers(s): Jennifer Willey Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Joan H. Palmer, Edward J. Gutman, Jane Tam Hearing Site: Baltimore, MD | ||
| 19-03172 | 05/04/2020 | Claimant(s): Patrick Infante Claimant Lawyers(s): Jessica Calloway Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 20-00056 | 05/04/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Theodore R. Bynum Respondent(s): Timothy Murphy Respondent Lawyers(s): Timothy Matthew Murphy Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 19-03184 | 05/01/2020 | Claimant(s): David Winchell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Mary M. O'Neil Hearing Site: Las Vegas, NV | ||
| 20-00601 | 05/01/2020 | Claimant(s): Mark Kravietz Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Anna Lascar Hearing Site: New York, NY | ||
| 19-02662 | 04/30/2020 | Claimant(s): Brian Groh Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 19-03182 | 04/30/2020 | Claimant(s): Arthur Springer Claimant Lawyers(s): Seth E. Lipner Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 19-03362 | 04/30/2020 | Claimant(s): Matthew Wilson Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Marilyn R. Lewis Hearing Site: Denver, CO | ||
| 20-00115 | 04/30/2020 | Claimant(s): World Equity Group. Claimant Lawyers(s): Matthew C. Boba Respondent(s): Victoria Midstream LLC Respondent Lawyers(s): Corporate Office Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL |