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FINRA Awards for Arthur Springer

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0318204/30/2020Claimant(s): Arthur Springer
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY

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