Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00387 | 05/12/2020 | Claimant(s): Hitesh Mittal Claimant Lawyers(s): David I. Hantman Respondent(s): Alps Distributors. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 19-00815 | 05/11/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N Will Respondent(s): Lino Safieddine Respondent Lawyers(s): Lino Safieddine Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 19-03390 | 05/11/2020 | Claimant(s): Nicholas Hickly Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Milton N. Gross Hearing Site: Las Vegas, NV | ||
| 19-02762 | 05/08/2020 | Claimant(s): Michael Osland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Jay Lawrence Witkin Hearing Site: Phoenix, AZ | ||
| 19-02801 | 05/08/2020 | Claimant(s): Derek Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Judy Louie Arbitrator(s): Andrew M. Mintzer Hearing Site: Las Vegas, NV | ||
| 19-03420 | 05/08/2020 | Claimant(s): James Stoker Claimant Lawyers(s): Steven J. Berry Respondent(s): Morgan Stanley Respondent Lawyers(s): George A. Croton Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 19-02661 | 05/07/2020 | Claimant(s): Patricia Loris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Laurel A. Whelan Arbitrator(s): Donald M. Thompson Hearing Site: Chicago, IL | ||
| 19-03053 | 05/07/2020 | Claimant(s): Jeffrey Gore Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 19-03341 | 05/06/2020 | Claimant(s): Timothy Kenyon Claimant Lawyers(s): Michael Lee Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Melissa Tarentino Arbitrator(s): Fred S. Pieroni, Robert R. Salman, Francine Barbara Colon Hearing Site: Newark, NJ | ||
| 19-00895 | 05/05/2020 | Claimant(s): Ramses Visher Claimant Lawyers(s): Ramses David Visher Respondent(s): AXA Advisors Respondent Lawyers(s): Michael P. Bryant Arbitrator(s): Elliott Finkel, Thomas R. Watkins, Elizabeth June Fehmel Hearing Site: Los Angeles, CA |