Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02063 | 06/29/2020 | Claimant(s): Peter Neuberg Claimant Lawyers(s): Sharron E. Ash Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Bryan David Glass, Jay Alan Kranis, Ron Greenfield Hearing Site: Newark, NJ | ||
| 19-03364 | 06/29/2020 | Claimant(s): Craig Goldstone Claimant Lawyers(s): Craig Mitchell Goldstone Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Bernard S. Carrey, Kimberly A. Gilmour, Michael D Felton Hearing Site: Boca Raton, FL | ||
| 19-03374 | 06/29/2020 | Claimant(s): Steven Jacques Claimant Lawyers(s): Steven Todd Jacques Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Samuel H. Chorches, Eileen Devaney Leo, Mark Stuart Gurevitz Hearing Site: Hartford, CT | ||
| 19-00446 | 06/26/2020 | Claimant(s): Alan Gottlob Claimant Lawyers(s): Alan Gilmore Respondent(s): Private Consulting Group. Respondent Lawyers(s): Robert L. Keys Arbitrator(s): Alan J. Blocher, Gordon M. Wase, Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 19-03527 | 06/26/2020 | Claimant(s): Eric Morris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Scott & Stringfellow Respondent Lawyers(s): Christina M. Hill Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC | ||
| 19-03802 | 06/26/2020 | Claimant(s): Nicholas Erwin Claimant Lawyers(s): Therese L. Surprenant Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Paul D. Flack Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | ||
| 19-02866 | 06/25/2020 | Claimant(s): Maxim Yutsis Claimant Lawyers(s): Joshua A. Katz Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Sam Antar Hearing Site: New York, NY | ||
| 19-03671 | 06/25/2020 | Claimant(s): Thomas Saunders Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): George A. Croton Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO | ||
| 20-00914 | 06/25/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Craig D Stein Respondent(s): Jeffrey Allen Respondent Lawyers(s): Jeffrey Thomas Allen Arbitrator(s): Muriel Desloovere Hearing Site: Tampa, FL | ||
| 19-03522 | 06/24/2020 | Claimant(s): C Hoilman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MHA Financial Corp. Respondent Lawyers(s): William Hoilman Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA |