Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03151 | 09/14/2021 | Claimant(s): Matthew West Claimant Lawyers(s): Dochtor Kennedy Respondent(s): USCA RIA LLC, USCA Securities LLC Respondent Lawyers(s): Therese L. Surprenant Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 19-03802 | 06/26/2020 | Claimant(s): Nicholas Erwin Claimant Lawyers(s): Therese L. Surprenant Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Paul D. Flack Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | ||
| 16-03581 | 06/01/2017 | Claimant(s): USCA Securities LLC Claimant Lawyers(s): Therese L. Surprenant Respondent(s): Aaron Geller Respondent Lawyers(s): Aaron Craig Geller Arbitrator(s): James A. Parker Hearing Site: Houston, TX |