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FINRA Awards for Nicholas Erwin

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0380206/26/2020Claimant(s): Nicholas Erwin
Claimant Lawyers(s): Therese L. Surprenant
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Paul D. Flack
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX

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