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FINRA Awards for Matthew West

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0315109/14/2021Claimant(s): Matthew West
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): USCA RIA LLC, USCA Securities LLC
Respondent Lawyers(s): Therese L. Surprenant
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX

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