Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03557 | 09/16/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Scott Burns Respondent Lawyers(s): Leonard Steiner Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
| 20-00572 | 09/16/2020 | Claimant(s): Dean Schockling Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Robert J. Scafuri Hearing Site: Columbus, OH | ||
| 20-01420 | 09/16/2020 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Scott A La Porta Respondent(s): Robert Whittenburg Respondent Lawyers(s): Robert Roy Whittenburg Arbitrator(s): Robert L. Yeager Hearing Site: Dallas, TX | ||
| 19-02718 | 09/14/2020 | Claimant(s): Ahmiel Baum Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Mel Gworek Arbitrator(s): Patrick R. Westerkamp Hearing Site: Pittsburgh, PA | ||
| 19-03694 | 09/14/2020 | Claimant(s): Paul Ewing Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Vestax Securities Corporation Respondent Lawyers(s): Richard Dunstan Arbitrator(s): Gregory D. Hoffmann Hearing Site: Kansas City, MO | ||
| 20-00081 | 09/14/2020 | Claimant(s): William Gordon Claimant Lawyers(s): John Stewart Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 20-00563 | 09/14/2020 | Claimant(s): John Zitzmann Claimant Lawyers(s): Kurt T Kalberer Respondent(s): Prudential Equity Group, Morgan Stanley Respondent Lawyers(s): Andrew Gelfand, Anthony Paduano Arbitrator(s): Michael P. Breton Hearing Site: Boston, MA | ||
| 20-00882 | 09/14/2020 | Claimant(s): Alicia McGovern Claimant Lawyers(s): Todd A. Holleman Respondent(s): Edward Jones Respondent Lawyers(s): Robert J. Morad Arbitrator(s): Barry Goldman Hearing Site: Detroit, MI | ||
| 19-02853 | 09/11/2020 | Claimant(s): Craig Zeeb Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Trevor Brown Arbitrator(s): Thomas J. Gmeinder Hearing Site: Minneapolis, MN | ||
| 20-00434 | 09/11/2020 | Claimant(s): Ryan Haslam Claimant Lawyers(s): Frances Menzer Respondent(s): New England Securities Respondent Lawyers(s): Corporate Officer Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA |