Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00771 | 09/18/2020 | Claimant(s): Noel Swain Claimant Lawyers(s): Brian Luther Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Gary E. Marcus Hearing Site: Columbia, SC | ||
| 20-00823 | 09/18/2020 | Claimant(s): Mark Eidlin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Richard W. Dissen Hearing Site: Buffalo, NY | ||
| 20-01968 | 09/18/2020 | Claimant(s): Jeffrey Alecci Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 19-02890 | 09/17/2020 | Claimant(s): Andrew Meyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 20-00362 | 09/17/2020 | Claimant(s): Scott Arrasmith Claimant Lawyers(s): Frances Menzer Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 20-00714 | 09/17/2020 | Claimant(s): Christopher Scalese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Anna Lascar Hearing Site: New York, NY | ||
| 20-00797 | 09/17/2020 | Claimant(s): Sam Bhushan Claimant Lawyers(s): Frances Menzer Respondent(s): Cabin Securities. Respondent Lawyers(s): WM. Brian Candler Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-00810 | 09/17/2020 | Claimant(s): Jeffrey Bush Claimant Lawyers(s): Brian Luther Respondent(s): USA Financial Securities Corporation Respondent Lawyers(s): Joel T Brusk Arbitrator(s): Gregory J. Spadea Hearing Site: Philadelphia, PA | ||
| 20-00996 | 09/17/2020 | Claimant(s): Joshua Garrett Claimant Lawyers(s): Harris Freedman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL | ||
| 19-03276 | 09/16/2020 | Claimant(s): Michael Greenstone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Prudential Equity Group Respondent Lawyers(s): Anthony Paduano Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY |