Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00726 | 11/25/2020 | Claimant(s): Russell Strickler Claimant Lawyers(s): Benjamin Winograd Respondent(s): Citizens Securities. Respondent Lawyers(s): Geoffrey W. Millsom Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI | ||
| 20-01662 | 11/25/2020 | Claimant(s): Michael Schumacher Claimant Lawyers(s): Christopher R. Sall Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Phyllis Karasov Hearing Site: Minneapolis, MN | ||
| 20-01670 | 11/25/2020 | Claimant(s): Yan Binder Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Anne Murphy Arbitrator(s): Richard W. Cutler, Ellen Slipp, John Franklin Udochi Hearing Site: New York, NY | ||
| 20-01872 | 11/25/2020 | Claimant(s): David Maher Claimant Lawyers(s): David Joseph Maher Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Julius Z. Frager Hearing Site: Montpelier, VT | ||
| 14-00936 | 11/24/2020 | Claimant(s): Claimant Lawyers(s): Respondent(s): Robert Halder Respondent Lawyers(s): Matthew R. Beatty Arbitrator(s): Oren L. Connaway, Richard Roger Brewer, Stephen Neil Foster Hearing Site: Houston, TX | ||
| 19-01989 | 11/24/2020 | Claimant(s): Bradley Gardner Claimant Lawyers(s): Robert L. Gonser Respondent(s): Daniel Catone, Redwood Investment Group. Respondent Lawyers(s): Cary S. Lapidus Arbitrator(s): Dean J. Dietrich, Scott Robert Shewan, Jonathan Polland Hearing Site: San Francisco, CA | ||
| 20-00026 | 11/24/2020 | Claimant(s): Joseph Biondolillo Claimant Lawyers(s): Scott Holcomb Respondent(s): J.P. Turner & Company, L.L.C., vFinance Investments Respondent Lawyers(s): David Feldstein, Emily A. Hayes Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 20-00508 | 11/24/2020 | Claimant(s): Trajan Sung Claimant Lawyers(s): Frances Menzer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 20-00621 | 11/24/2020 | Claimant(s): Woodford Mooers Claimant Lawyers(s): Michelle Atlas Respondent(s): Morgan Stanley Respondent Lawyers(s): Ethan Weinberg Arbitrator(s): Mimi B. Osiason Hearing Site: Columbia, SC | ||
| 20-00684 | 11/24/2020 | Claimant(s): John Stevens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Julie Marie Miller Hearing Site: Houston, TX |