| 22-02539 | 06/17/2024 | Claimant(s): Simon Andriesz
Claimant Lawyers(s): Neal Brickman
Respondent(s): Jean Aubin, Mark Webster, Cantor Fitzgerald & Co., Paul Pion, William Shields, BGC Financial, L.P.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Robert J. Kheel, Geoffrey M. Elkind, Dakota Shawn Harbison
Hearing Site: New York, NY
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| 23-02267 | 06/17/2024 | Claimant(s): Henry Krich
Claimant Lawyers(s): Craig Stein
Respondent(s): J.P. Morgan Securities LLC
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Joseph Benalt, Nanci Sondra Landy, George H Tucker
Hearing Site: Boca Raton, FL
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| 23-02684 | 06/17/2024 | Claimant(s): Jacob Solomon
Claimant Lawyers(s): Alex Padla
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): William A. Rome, John Michael Bergin, David Stein
Hearing Site: New York, NY
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| 22-02183 | 06/17/2024 | Claimant(s): Brad Rude, Eric Diton, Jon Price, Kevin Lydon, Kevin Murphy, Lon Hatton, Peter Sullivan
Claimant Lawyers(s): Jonathan A. Korte
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Meaghan VerGow
Arbitrator(s): Will Murphy, Lori Lovgren, Stephen Robert Tiernay
Hearing Site: Boca Raton, FL
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| 23-02612 | 06/14/2024 | Claimant(s): Jeffrey Lashley
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John Murphy, Katelyn H. Wilson
Arbitrator(s): John W. Jones, David A. Schuler, Jeremy Deeken
Hearing Site: Kansas City, MO
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| 23-02833 | 06/14/2024 | Claimant(s): Kevin Wright, Shay Scruggs
Claimant Lawyers(s): Brent A. Burns
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Sherry R. Wetsch, Robert C. Rice, Bill Ray Haley
Hearing Site: Houston, TX
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| 23-02858 | 06/14/2024 | Claimant(s): Amy Duncan
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Moloney Securities Co..
Respondent Lawyers(s): Matthew D. Turner
Arbitrator(s): Adam Michael Porter
Hearing Site: Denver, CO
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| 22-02017 | 06/14/2024 | Claimant(s): Maria Torruella
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina
Arbitrator(s): Stuart K. Furman
Hearing Site: San Juan, PR
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| 23-02852 | 06/14/2024 | Claimant(s): Kevin Kingston
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Mutual Service Corporation, Valmark Securities.
Respondent Lawyers(s): David Freniere, Neil D. Petkovic
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 23-01209 | 06/14/2024 | Claimant(s): Michael Lastihenos
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma
Arbitrator(s): Lynne M. Reid-McQueen, Richard E. Castiglioni, Brenda Hinton-Miller
Hearing Site: New York, NY
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