Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03818 | 02/03/2021 | Claimant(s): Daniel Katz Claimant Lawyers(s): David I. Hantman Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola A. Murphy Arbitrator(s): Michael H DuBoff, Robert E. Anderson, Richard Morse Hearing Site: Jersey City, NJ | ||
| 20-01622 | 02/03/2021 | Claimant(s): David Eidell, Derek Christian Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 20-01869 | 02/03/2021 | Claimant(s): Jason Skolnick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA | ||
| 20-02081 | 02/03/2021 | Claimant(s): Dominick Diorio Claimant Lawyers(s): Irwin Weltz Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 20-02136 | 02/03/2021 | Claimant(s): Brian Kasteler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Suanne M. Parro Hearing Site: Salt Lake City, UT | ||
| 20-02363 | 02/03/2021 | Claimant(s): Kamesh Nagarajan Claimant Lawyers(s): Daniel D'Costa Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): William E. Nuckel Hearing Site: New York, NY | ||
| 20-02672 | 02/03/2021 | Claimant(s): Ralph Barden Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Kristin L. Wynne Arbitrator(s): Lita S Menkin Hearing Site: Atlanta, GA | ||
| 19-00731 | 02/02/2021 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Matthew B Henneman Respondent(s): Amad Owidi Respondent Lawyers(s): Stephany D. McLaughlin Arbitrator(s): John F. Hinrichs, Lynne M. Gomez, Allan R. Lazor Hearing Site: Houston, TX | ||
| 20-01016 | 02/02/2021 | Claimant(s): John Boukamp Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 20-01021 | 02/02/2021 | Claimant(s): Kirk Balin Claimant Lawyers(s): Kurt T. Kalberer II Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA |