Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02506 | 02/23/2021 | Claimant(s): Stephen Bohan Claimant Lawyers(s): Brian Luther Respondent(s): Centaurus Financial., Questar Capital Corporation Respondent Lawyers(s): Katherine C. Donlon, Paul King Arbitrator(s): Mark Stuart Gurevitz Hearing Site: Hartford, CT | ||
| 20-03578 | 02/23/2021 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Nicola A. Murphy Respondent(s): Kevin Fay Respondent Lawyers(s): Kevin P. Fay Arbitrator(s): Edward W. Morris Hearing Site: Jersey City, NJ | ||
| 20-01157 | 02/22/2021 | Claimant(s): John Boukamp Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michele Renee Zinn Hearing Site: Detroit, MI | ||
| 20-01292 | 02/22/2021 | Claimant(s): Andrew Goldberg Claimant Lawyers(s): Daniel D'Costa Respondent(s): Metlife Securities. Respondent Lawyers(s): Martin Harris Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-02289 | 02/22/2021 | Claimant(s): Mark Zeller Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-02954 | 02/22/2021 | Claimant(s): Michael Darvish Claimant Lawyers(s): Christopher Seps Respondent(s): Spartan Capital Securities Respondent Lawyers(s): Kim Monchik Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY | ||
| 20-01770 | 02/19/2021 | Claimant(s): George Bruneau Claimant Lawyers(s): Dochtor Kennedy Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ashley Kutz Kelley Arbitrator(s): Roger A. Geddes Hearing Site: Phoenix, AZ | ||
| 20-01830 | 02/19/2021 | Claimant(s): Mario Govic Claimant Lawyers(s): Harris Freedman Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 20-02668 | 02/19/2021 | Claimant(s): Kurt Kempkes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Roger M. Deitz Hearing Site: New York, NY | ||
| 20-02742 | 02/19/2021 | Claimant(s): Jeffrey Rodriguez-Aponte Claimant Lawyers(s): Robert L. Herskovits Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR |