| 24-00404 | 07/01/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gabriel Lee-Sanchez
Respondent(s): Jason Bostian
Respondent Lawyers(s): Jason Bostian
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
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| 23-02710 | 07/01/2024 | Claimant(s): Mark Stern
Claimant Lawyers(s): Harris Freedman
Respondent(s): Beech Hill Securities.
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Nancy Plesser Wendell, Vincent C. Pangia, Clarence Smith
Hearing Site: New York, NY
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| 22-02808 | 07/01/2024 | Claimant(s): Michael Huttner
Claimant Lawyers(s): David Allen
Respondent(s): Young America Capital
Respondent Lawyers(s): Maxim Nowak
Arbitrator(s): Frances Johnson Wright, Donald Salcito, Kyu H. Kim
Hearing Site: Denver, CO
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| 23-02320 | 07/01/2024 | Claimant(s): Daniel Wise
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Kristi E. Jacques
Arbitrator(s): Lise Gabrielle Hunter, Francis J. LaSalla, Eugene G. P. Byrne
Hearing Site: New York, NY
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| 23-02624 | 07/01/2024 | Claimant(s): Sheree Gaines-Lawrence
Claimant Lawyers(s): Sheree Gaines-Lawrence
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Linda A. Allen, Theresa Joan Rosenberg, Arlene Simon Backman
Hearing Site: Charlotte, NC
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| 23-02816 | 07/01/2024 | Claimant(s): Tsz Kwan Lau
Claimant Lawyers(s): Christina Vouakis
Respondent(s): Cetera Investment Services.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
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| 23-02902 | 06/28/2024 | Claimant(s): Lawrence Catena
Claimant Lawyers(s): Josef Y Rosen
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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| 23-02758 | 06/28/2024 | Claimant(s): Raquel Pacheco
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Michael S. Matek
Hearing Site: Cleveland, OH
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| 23-02928 | 06/28/2024 | Claimant(s): Darren Oglesby
Claimant Lawyers(s): Brian Luther
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Stephen Edgar Eisenbraun
Hearing Site: New Orleans, LA
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| 23-03004 | 06/27/2024 | Claimant(s): Morgan Hill
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Arete Wealth Management, Center Street Securities.
Respondent Lawyers(s): Don Pollard, Joshua Rogers
Arbitrator(s): Lita S. Menkin, Jennifer Jackson, Melissa Lianne George
Hearing Site: Atlanta, GA
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