Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03265 | 05/24/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Federico Cardona Respondent Lawyers(s): Federico Cardona Arbitrator(s): Langfred W. White Hearing Site: Orlando, FL | ||
| 23-02823 | 05/24/2024 | Claimant(s): Michael Stewart Claimant Lawyers(s): Peter Lindholm Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 23-00074 | 05/24/2024 | Claimant(s): Germaine Broussard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Joseph J. Dougherty Hearing Site: Washington, DC | ||
| 23-02874 | 05/24/2024 | Claimant(s): Ronald Hoyle Claimant Lawyers(s): Peter Lindholm Respondent(s): Grove Point Investments, J.W. Cole Financial. Respondent Lawyers(s): Gregg J. Breitbart, Matt Winterhalter Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
| 23-03236 | 05/24/2024 | Claimant(s): Gregory Manto Claimant Lawyers(s): David E. Robbins Respondent(s): Michael Quinn Respondent Lawyers(s): Michael James Quinn Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 23-00696 | 05/24/2024 | Claimant(s): Mark Schrader Claimant Lawyers(s): Craig A. Riha Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Madelon M. Rosenfeld, Glen R. Stifelman, Eugene G. P. Byrne Hearing Site: New York, NY | ||
| 23-02878 | 05/24/2024 | Claimant(s): Raymond Chera Claimant Lawyers(s): Peter Lindholm Respondent(s): Capital One Investing Respondent Lawyers(s): Ted A. Gehring Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY | ||
| 23-03027 | 05/24/2024 | Claimant(s): Scott Rosenberg Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Harvey E. Benjamin Hearing Site: New York, NY | ||
| 24-00091 | 05/24/2024 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John McGuire Respondent(s): Zachary Taylor Respondent Lawyers(s): Zachary Ellis Taylor Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 23-02877 | 05/23/2024 | Claimant(s): Mitchell Kramer Claimant Lawyers(s): William Preston Martin Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Efrat Cohen Arbitrator(s): Mauricio Arcadier Hearing Site: Columbia, SC |