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FINRA Awards for Tsz Kwan Lau

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0281607/01/2024Claimant(s): Tsz Kwan Lau
Claimant Lawyers(s): Christina Vouakis
Respondent(s): Cetera Investment Services.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA

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