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FINRA Awards for Lawrence Catena

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0290206/28/2024Claimant(s): Lawrence Catena
Claimant Lawyers(s): Josef Y Rosen
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
17-0114110/30/2017Claimant(s): Lawrence Catena
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ

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