Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02736 | 06/15/2021 | Claimant(s): Damian Dering Claimant Lawyers(s): Benjamin Winograd Respondent(s): Eplanning Securities. Respondent Lawyers(s): Corporate Officer Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-02792 | 06/15/2021 | Claimant(s): Kathie Okun Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle B. Osting Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD | ||
| 20-02957 | 06/15/2021 | Claimant(s): Ralph Adamo Claimant Lawyers(s): Frances Menzer Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 20-02994 | 06/15/2021 | Claimant(s): Jodi Miller-Hammes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Leonard Arthur Nelson Hearing Site: Minneapolis, MN | ||
| 20-02700 | 06/14/2021 | Claimant(s): Wayne Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Louis H Miron Hearing Site: Wilmington, DE | ||
| 20-02920 | 06/14/2021 | Claimant(s): Tony Krvaric Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | ||
| 20-02934 | 06/14/2021 | Claimant(s): David Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc One Securities Corporation Respondent Lawyers(s): Gregory Johnson Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-02963 | 06/14/2021 | Claimant(s): Shannon Klug Claimant Lawyers(s): Louis Tambaro Respondent(s): Royal Alliance Associates., Hantz Financial Services. Respondent Lawyers(s): David J. Shea, Eric A. Michaels Arbitrator(s): Robert J. Scafuri Hearing Site: Detroit, MI | ||
| 20-02984 | 06/14/2021 | Claimant(s): Bradley Cooperman Claimant Lawyers(s): Frances Menzer Respondent(s): WAMU Investments. Respondent Lawyers(s): James H. David Arbitrator(s): Randy R. Maher Hearing Site: San Diego, CA | ||
| 20-03097 | 06/14/2021 | Claimant(s): Michael Calvin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Brian James Tagtmeier Hearing Site: Houston, TX |