| 23-01281 | 07/26/2024 | Claimant(s): John Loyd
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth, Kelsey Vasko
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
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| 23-02988 | 07/26/2024 | Claimant(s): Travis Hughes
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Jay H. Feldstein
Hearing Site: Albuquerque, NM
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| 23-03425 | 07/26/2024 | Claimant(s): Michael Bond
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): USAA Investment Services Company
Respondent Lawyers(s): David W Erb
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 22-02415 | 07/26/2024 | Claimant(s): BG Strategic Advisors, BGSA Holdings
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Ryan Kuhn
Respondent Lawyers(s): Peter T. Mavrick
Arbitrator(s): Avery B. Goodman, Stephen Gregg Ellis, Danny Lynn Ingram
Hearing Site: Boca Raton, FL
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| 23-02918 | 07/24/2024 | Claimant(s): Ahmed Gheith
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Paulson Investment Company
Respondent Lawyers(s): Amal S. Amin
Arbitrator(s): Julian F. Santos, Robert Francis Geary, Peter Whittingham
Hearing Site: New York, NY
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| 23-00384 | 07/24/2024 | Claimant(s): Steward Partners Investment Solutions
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Vincent Fuchs
Respondent Lawyers(s): Robert E. Linkin
Arbitrator(s): Maryanne M. Esser
Hearing Site: Houston, TX
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| 23-03010 | 07/24/2024 | Claimant(s): John Girgis
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Worden Capital Management LLC, Brookstone Securities., Legend Securities.
Respondent Lawyers(s): David W. Locy, Jamie J. Worden, Salvortore C. Caruso
Arbitrator(s): Jeffrey Alan Helewitz, Kathleen Cawley, Gerald M. Levine
Hearing Site: New York, NY
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| 23-02912 | 07/22/2024 | Claimant(s): Steven Maher
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): American Portfolios Financial Srvs., Next Financial Group.
Respondent Lawyers(s): Jennifer R. Cox, John T. Unger
Arbitrator(s): Denise L. Quarles, Leslie Ruth Nydick, Jennifer K. Adams
Hearing Site: Jersey City, NJ
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| 23-02478 | 07/22/2024 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Rick Smith
Respondent(s): Feng Chen
Respondent Lawyers(s): Feng Kou Chen
Arbitrator(s): John Burritt McArthur
Hearing Site: San Francisco, CA
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| 23-02411 | 07/19/2024 | Claimant(s): Angel Canabal
Claimant Lawyers(s): Russell Del Toro Parra
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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