19-01686 | 12/03/2021 | Claimant(s): Swan Shen Claimant Lawyers(s): Jeremy L Bartell Respondent(s): Cuna Brokerage Services. Respondent Lawyers(s): Jennifer G. Chawla Arbitrator(s): Richard J. Grahn, Arthur J. Giacomarra, Mark Andrew Helman Hearing Site: Boston, MA
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21-00901 | 12/03/2021 | Claimant(s): David Bindelglass Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Joan M. Traub Hearing Site: Jersey City, NJ
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20-03094 | 12/02/2021 | Claimant(s): Joseph Roop Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kalos Capital. Respondent Lawyers(s): John Dillon Arbitrator(s): Mary E. Woytek Hearing Site: Charlotte, NC
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21-00920 | 12/02/2021 | Claimant(s): Chunyen Wang Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Joan M. Traub Hearing Site: Jersey City, NJ
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21-01438 | 12/02/2021 | Claimant(s): Williams Butcher Claimant Lawyers(s): Seth Ian Rubinson Respondent(s): International Assets Advisory Respondent Lawyers(s): Myra P. Nicholson Arbitrator(s): Thomas A. Martin, Anita Lynne Wiggins, Jeff Kilgore Hearing Site: Houston, TX
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19-01231 | 12/01/2021 | Claimant(s): Mamdoh Abas Claimant Lawyers(s): Darren Veracruz Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Chad Weaver Arbitrator(s): Roberta Haft, Michael Harrison, Nicholes W. Ghnouly Hearing Site: Los Angeles, CA
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20-03195 | 12/01/2021 | Claimant(s): Jason Zahtila Claimant Lawyers(s): Thomas McEvoy Respondent(s): American Capital Partners Respondent Lawyers(s): John Gardini Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY
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21-00357 | 12/01/2021 | Claimant(s): Thomas Seiler Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Frank P. Santangelo, Robert C. Scanlan, Lorrie E Whitfield Hearing Site: Philadelphia, PA
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21-01149 | 12/01/2021 | Claimant(s): Breton Williams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Maya Steinitz Hearing Site: Chicago, IL
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19-02079 | 11/30/2021 | Claimant(s): Joe King, Lynn Faust, Michael Faust Claimant Lawyers(s): Debra A. Jenks, Marc S. Dobin Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Louis F. Mendez Arbitrator(s): Suzanne E. Reynolds-Brady, Cindy L. Anderson, Meeta Alberta Bass Hearing Site: Tampa, FL
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